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Richard M. Leisner In August 6, 2015, the SEC Division of Corporation Finance issued an interpretive letter to Citizen VC concerning exempt private offerings under Rule 506(b).  In the following guest post, Richard M. Leisner takes a look at the SEC...

By Marcia S. Wagner Esq., The Wagner Law Group Almost a year after being proposed and after public hearings and thousands of comment letters, the U.S. Department of Labor (“DOL”) has finalized its regulation redefining and broadening the meaning of...

We will discuss the factors tomorrow. Very strong growth (22%) in the number of accountants and auditor jobs (an increase of 279,400 jobs) over the 2008-18 decade is expected because of several factors. Job Prospects Across the public and private sectors...

We first featured well known fiduciary advocate in our Exclusive Interview series nearly four years ago. He’s always been riding the crest of the leading wave. With a background in legal, financial, and academic matters, he has never failed to offer...

U.K., Australia both both passed fiduciary rules, though their versions weren’t limited to retirement advice. How have they fared? As the advice business digests the Labor Department’s new adviser fiduciary requirements for retirement accounts, it’s...