2014-01-28

This is the seventh part of the serialization of All Rise: Somebodies, Nobodies, and the Politics of Dignity (Berrett-Koehler, 2006). The ideas in this book are further developed in my recent novel The Rowan Tree.

CHAPTER 4: DIGNITY IN THE WORKPLACE (Part 1)

This  is the age of the Resume Gods…in which it is immoral to;discriminate according to race or sex, but discrimination according to  career status is so thoroughly baked into society that it governs everything from  restaurant table assignments to elementary school admissions prospects.
–David Brooks, political columnist and commentator

A vital part of leadership is the detection and elimination of rankism and malrecognition. Good leaders know this instinctively and  seek to  instill non-rankist behavior in others by exemplifying it in their own relationships with subordinates. As Jim Collins shows in his book Good to Great: Why Some Companies Make the Leap…and Others Don’t, the founder-leaders of companies that excel neither indulge in abuses of power themselves nor tolerate it among the ranks.

They create an atmosphere of unimpeachable dignity from top to bottom in their organizations. As Robert Knisely put it: “For his book Good to Great, Jim Collins sifted through the 1,435 firms that have ever been in the   Fortune 500. He found only 11 firms that demonstrated periods of exceptional performance. Notably, all 11 had CEOs who were humble. “Humble’ is Collins’s word, and by it he means a CEO who would listen to anyone, anytime, who might have something to offer to the CEO’s quest   for success. In other words, these CEOs eliminated every trace of   rankism from their work lives–and they, and their companies, won big.”

Ten Ways to Combat Rankism in the Workplace

If  companies that reduce rankism are more efficient and productive,the question becomes: How can rankism be rooted out of an organization?  How can a corporate culture of rankism be transformed into a  dignitarian  one? Here are ten methods for doing so.

1. Recognize and Listen

Soon after his appointment as director of the Smithsonian National Air and Space Museum, Dr. Noel Hinners had an epiphany:

I  realized that the hierarchy was inverted–that the most important   people, in terms of their daily contribution to the mission of the museum, were not those with the highest rank. To my surprise, it was   quite the opposite.

Ten million people visit the museum every  year–the highest  attendance of any museum in the world. When you have that many people  tramping through your living room, it takes an  incredible effort, for  example, to simply keep the chewing gum off the  floor.

The janitorial staff did an unbelievable job keeping the  museum  clean and presentable. The security staff has to cope with the  public  and treat them with respect, but also make sure that no one  vandalizes  the exhibits. The education department was providing a  service to a lot  of school kids in the district. Without the restoration  staff, which  restores old airplanes and space artifacts to pristine  condition, you  couldn’t put the exhibits together. And without the  exhibits there was  no reason to have the curators who do the research  and collect the  artifacts, and without them there’d be no need for my  director’s job.

After having this realization at his  first “all hands” meeting of  the museum staff, Dr. Hinners acknowledged  the importance of every job  and the individuals who held them.  Subsequently, he practiced  “management by walking around,” a tactic made  famous by Mayor John  Lindsay, who walked the streets of New York City  during the racial  strife of the 1960s. Throughout his tenure, Dr.  Hinners would wander  through the museum visiting with employees. He  says, “You don’t know  what goes on in an organization unless you meet  people where they work,  see for yourself, and listen, listen, listen.”

Obviously,  making a display of listening is not enough. Leaders have  to put what  they hear to use and employees have to see that the  information they are  volunteering is making a tangible difference.

Selectively  ignoring subordinates sends a message of disrespect that  can have  unexpected consequences. At an open house for parents, the  principal of a  public elementary school in the San Francisco Bay Area  introduced every  teacher on the staff, save one. That woman, who taught  computer use to  over three hundred students, interpreted the omission  as a snub deriving  from her “instructor” status, which set her apart  from the accredited  teachers. The next day she submitted a letter of  resignation in which  she wrote:

I feel this is a classic example of  rankism. I am under contract as  an instructor, but I am not being  recognized in this position. In addition, I am not included on the staff  e-mail list and yet I’m  expected to attend meetings and make  presentations without seeing the  agenda ahead of time. If I am expected  to act like a staff member, then  why am I not treated like one? I enjoy  my students and my teaching job  very much. But I also feel that you must  recognize my position as a  staff member of this school.

In  this case the principal listened, perhaps because many of the  staff, as  well as parents, came to the defense of the aggrieved  instructor. The  principal not only apologized for her omission to the teacher–who  subsequently withdrew her resignation–but also initiated  an inquiry into  rankism in her school. As is often the case, a single  incident, and  someone willing to put his or her job on the line over  it, precipitated a  broader transformation. But this happened only  because the leader chose  listening over defensiveness and turned an  instance of malrecognition  into a policy of respect.

2. Facilitate Questions, Protect Dissent

A  fundamental characteristic of a healthy work culture is that everyone,  regardless of rank, exhibits a questioning attitude. The  freedom to  challenge any action, any condition, and any assertion  cannot be  maintained in an environment laced with rankism. Only by  continually  demonstrating respect for all opinions and those who hold  them will an environment be maintained in which a spirit of inquiry can  thrive.  Silicon Valley companies such as Intel and Hewlett-Packard,  whose  continuing success is vitally dependent on innovation, pioneered   corporate cultures in which everything technical could be questioned by   anyone, regardless of rank or seniority. The phenomenally successful Google has not only followed in their footsteps in this regard but breaks new   ground in creating and implementing a nondiscriminatory workplace and a   dignitarian corporate culture.

The U.S. Navy nuclear power program employs the method of a minority report. Whenever  a complex issue is under discussion and the answer is not  obvious, a  minority report must be prepared. Even if everyone agrees on  an answer,  the group leader asks someone to provide a report that  presents the best  case for the other side of the issue.

Making it the manager’s  responsibility to seek a minority view lifts  the burden and stigma from  potential dissenters. Rather than  discourage whistle-blowing, good  managers create an open environment in  which doing so never becomes  necessary.

3. Hold People Accountable and Affix Responsibility

An  indispensable element of a dignitarian work environment is accountability. In some highly technical arenas, errors in calculations   can cost lives. Bridges have collapsed because of such mistakes. The   important thing is to catch potential problems in a way that protects   the dignity of workers so they won’t be inhibited about voicing their   concerns.

In many engineering workplaces both the originator of the work and  an assigned checker must sign off on calculations and  drawings. To  qualify as a checker, a person must be capable of authoring  the same work as the originator. At one nuclear plant, two signatures  are  required to issue a result. If it is later found to contain  mistakes,  the manager of the two individuals is informed. The manager in  turn  informs the two workers and records each name. Should one of the  names  emerge later as either the originator or checker on another  calculation  containing errors, a tick mark is placed by that person’s  name.

You don’t want to get that second tick mark. This is  accountability  in a dignitarian manner: the expectation of accurate work  is conveyed  at the outset and the consequences for anything less are  applied  equally regardless of rank.

Admiral Hyman G. Rickover, the creator of the nuclear navy, hung posters in his office and the officers’ quarters that read: Responsibility can only reside and inhere in a single individual. You may share it with others, but your portion is not diminished. You may delegate it, but you cannot divest yourself of it. Even if you do not recognize it or admit its presence, you cannot escape it.

Creating  a dignitarian culture in an organization–and ultimately  achieving a  dignitarian society–requires more than an absence of  rankism. It  necessitates understanding that responsibilities will vary with rank and  station and that individuals must fully comprehend and own those  responsibilities. A dignitarian society is one in which each  of us is  accountable to every other person for fulfilling the tasks we  take on.

4. Incorporate “Flex-Rank”

Temporary  rank-leveling is nowhere more prevalent than on the flight  deck of an  aircraft carrier. A strict hierarchy pervades every branch  of the  military. During an interview, Hal Gehman,   chairman of the Space Shuttle Columbia Accident Investigation Board, remarked that people wear their rank on their sleeve, and authority is  based on that rank, not on how smart you are or your length of service. A commander aviator is senior to a lieutenant commander aviator, even if the lieutenant commander is a better pilot. But once on the flight  deck,  a crew reorganizes itself horizontally.

Everyone has a  job and anyone is authorized to stop the whole  process. When someone  does this, that person is rewarded for stepping  forward and is never  chastised or second-guessed, regardless of his or  her station. Flight  crews are very hierarchical, but crew members can  become peers at a  moment’s notice.

This same flexibility is now practiced in the  cabins of commercial  aircraft. Formerly, the captain was treated like a  god. Challenging his authority, even in dire circumstances, violated  cockpit culture.  However, after several fatal crashes that investigative  bodies  attributed to pilot error, a new system was developed. Known in  the  airline industry as CRM–Cockpit Resource Management–it encourages   subordinates to raise any question at any time. The goal is not to undermine the captain’s authority but rather to make it safe for other members of the flight crew to be more assertive, and when necessary, to   override a captain who is operating the aircraft in a dangerous manner   (for example, while intoxicated or when taking actions without the go-ahead from air traffic controllers).

As workplaces  become dignitarian, rank becomes less rigid and fixed.  While care must  be taken not to assign it to someone lacking the  necessary skill and  competence, rank is likely to change on a  task-by-task, or even hour-by-hour, basis. Faced with ever-shifting  missions and  circumstances, companies and organizations can reassign  ranks to  facilitate each new undertaking. There is no favoritism shown  toward  those temporarily serving in positions of high rank, and care is  taken  to protect the rights and privileges of those lower down on the  totem  pole.

5. Compensate Equitably

No organization can  claim to be dignitarian if the ratio of the  highest to lowest paid employees exceeds a certain number. What is that  number and how is it  determined?

The ratio is usually decided by the board of directors  or by its  committee on compensation. Typically, such groups include  highly paid,  high-ranking executives from other companies. If they are  not already  friends of the CEO or president, the latter are in a  position to build  and strengthen those friendships by lavishing  attention and perks on  board members. Sometimes outside compensation  experts are brought in to  advise board members on executive  compensation, but the board members  know it is management who butters  their bread, not shareholders.

The resulting inflation of executive salaries is implicit in John Kenneth Galbraith’s wry and oft-quoted remark: “The salary of the chief executive of a   large corporation is not a market award for achievement. It is frequently in the nature of a warm personal gesture by the individual to   himself.”

The average ratio of highest to lowest paid employees  in the United  States is in the hundreds. In Europe and Japan it is  variously put at  ten to fifteen, an order of magnitude less. It is  rankism on the part  of U.S. company directors, not the relative  expertise of their CEOs,  that accounts for this gross disparity.

A  dignitarian way to restore fairness in compensation is for the  board to  take into account the views of all stakeholders in the  organization. In  the corporate world, this includes employees,  customers, and  shareholders. In the academic world, it means students,  faculty, staff,  alumni, and perhaps a few representatives from the  local community. In  the nonprofit world, it is staff members, funders,  and the community  served by the organization.

Some companies have already begun the journey toward a fair  compensation model that will be the centerpiece of  a dignitarian  workplace. Newsweek reports that at the grocery chain Whole Foods,   executive salaries are capped at fourteen times the average worker’s   pay, leaving the CEO, whose stock holdings have made him a   multimillionaire, with a salary of $342,000. In the same spirit, Ben and Jerry,   the ice cream gurus and founders (and principal shareholders) of their   successful firm, have limited their own salaries to seven times that  of  the janitors. Though these steps toward a dignitarian workplace are   unlikely to be enforced when founders no longer control a company, they   nonetheless represent significant milestones.

And what such  trailblazers find when they give their workers a voice  in management  decisions and a stake in earnings is that the enterprise  and everyone  involved in it reaps significant benefits.

6. Delegate

Dennis Bakke, the author of Joy at Work, describes  the company he cofounded and led–AES Corporation, a leading  independent  producer of electricity–as “a workplace where every  person, from  custodian to CEO, has the power to use his or her  God-given talents free  of needless corporate bureaucracy….Every  decision made at the top is  lamented as a lost chance to delegate  responsibility–and all employees  are encouraged to take the  game-winning shot, even when it isn’t a slam  dunk.” Bakke describes a  model of a company that treats employees with  respect, delegates power,  and holds those who assume it accountable, and  argues that this all  makes good business sense.

7. Break the Taboo on Rank

Among the twenty “Breakthrough Ideas for 2005,” the Harvard Business Review lists “A Taboo on Taboos.” These include such old, familiar risque subjects as sex, death, and God. But one taboo remains–one still too hot to touch in corporate America–and that is rank. Rank is  the elephant in the boardroom and on the factory floor. As with other  elephants that have sat in our living rooms, bedrooms, and schoolrooms over the years, we can learn to talk about it and in so doing  relieve a lot of pain and eliminate dysfunctionality. We’ve learned to discuss race, gender, and sex. So, too, can we learn to discuss rank–its rights, its responsibilities, and especially the limits to those rights and responsibilities. Unless we talk about rank, we are powerless against  rankism.

Once  rankism is on the table, it’s harder to get away with it. The  moment  politicians recognize and acknowledge it as a problem, any  rankism on  their part will be seen as hypocrisy. And if there’s one  thing voters  dislike in their public servants, it’s hypocrisy.

Breaking the  taboo on openly addressing the subject of rank and  learning to recognize  and call rankism by name are prerequisites to  exposing our uses of  power to public scrutiny and subsequently  rejecting any that are judged  likely to inflict indignity. This is what  it means to build a  dignitarian society.

8. Be Transparent

Opacity,  censorship, and secrecy are rankism’s handmaidens. What  can’t be seen,  what goes on behind closed doors, what’s recorded in  closed books, can’t  be effectively evaluated or criticized.

A simple thing like open  budgeting can allay suspicion, yield  savings, and create a sense of  communal trust. We opened the books at Oberlin College when I was president during the 1970s and after a flurry of interest   during which people satisfied themselves on various counts, attention   shifted to other matters. But knowing that anyone could examine the   budget at any time kept administrators on their toes and eliminated   chronic distrust on the part of students and faculty. If a doubt arose   at some point about finances, those concerned could just go see for   themselves. This put a damper on rumor-mongering, too, because we could   always point to the actual figures.

The secrecy in which  compensation packages are typically cloaked in  most organizations gives  those who are privy to this  information–high-level managers–an unfair  advantage over everyone  else. Extending transparency to budgets and  compensation discourages  favoritism, one of the most invidious forms of  rankism.

9. Flatten Unnecessary Hierarchies

Although  rank often serves a valid purpose–clarifying levels of authority and  expediting decision making–when it’s not needed to get  the job done, its  existence alone can foster rankist practices. All too  often rank  functions primarily to provide a specious rationalization  for  unwarranted distinctions in status, salary, and perks. Gerard   Fairtlough’s book The Three Ways of Getting Things Done: Hierarchy, Heterarchy, and Responsible Autonomy in Organizations describes various models, from pyramidal to flat, and the conditions under which each works best.

One  way to get rid of rankism is, of course, the one that has long  been  promoted by egalitarians–eliminating rank altogether. My favorite   example of an organization that went this route is the Juice Bar Collective in Berkeley, California, where I often get lunch. At this small   business, which provides takeout dishes made from scratch, each of the   nine members is paid the same $14 per hour and each has one vote on   policy. Old-timers get a little deference from newer members when it   comes to hours, but not much and not for long.

When I ask what  it’s like to work there, everyone says pretty much  the same thing: “It’s  a family. We each have our own opinions but we’re  very supportive of  each other. We’re working for ourselves and none of  us ever wants to  work for a boss again.”The newest member of the  collective told me,  “What a great business this is! I am a one-ninth  owner of the  enterprise. I love everyone I work with. It’s hard work  but it’s also  wrong to call it work. It’s worth making less money to be  happy and on  equal footing in your work life.”

One old-timer volunteered: “We  think about the customer’s health. We  care about the people we’re  feeding. The customer is always right, but  if one of them is  outrageously rude we reserve the right to tell them  to go home and cook  their own food. We do not feel we deserve to be  abused by customers who  feel they aren’t being served fast enough. We  are human beings and we  are giving you food and you are not higher than  we are. That’s the  feeling of working at the Juice Bar.”

Not far from the Juice Bar sits the Cheese Board,   a sister collective founded by the same people and run according to   similar principles. It sells cheeses from all over the world as well as   bread and bakery goods made on the premises. Recently, as I paid for a   scone, I asked the cashier what it’s like to work there. She replied,   “It’s nice. I’ve been here for fifteen years. We own the place.” Then   she looked up with a wry smile and added pointedly, “We’re not disgruntled workers!”

These  two examples offer valuable models of successful small  businesses with  flattened hierarchies run by happy employees who are  proud of their  products. Dignity is implicit. It even seems to rub off  on customers–a  notably contented lot.

What about issues of diversity in a  dignitarian workplace? The  diversity that is increasingly common in  today’s work environment makes  ridding the workplace of rankism all the  more important. Abuse and  discrimination that might be taken for granted  between people in the  same identity group are likely to be magnified  when they involve people  of different race, gender, and so on. As Art Kleiner, editor-in-chief of Strategy + Business, writes:

A  growing body of academic work substantiates the presence of  rankism and  its destructive impact. Research by Toni Gregory of the  Fielding  Institute strongly shows that the ability to create a diverse  workplace  depends on building up the mental and emotional health of the  people who  work there, from the executives on down. Dr.Gregory says,  “Rankism is  one of the key blocks to…diversity-maturity: that  emotional growth  which a diverse workplace requires.” Dr. David A.  Thomas, an expert on  diversity at the Harvard Business School, points  out that businesses, in  their haste to treat a diverse workforce  equitably, lose something when  they create a corporate culture that  inadvertently promotes sameness  and suppresses cultural differences.

As rankism is  identified and rejected and dignity becomes secure,  the differences that  diversity brings to the workplace are welcomed.

The next step  beyond a diverse workplace is a dignitarian one  wherein cultural  differences can be celebrated and tapped for the  wisdom inherent in them  instead of blandness being promoted out of fear  of reigniting old  prejudices.

A final example of flattening unnecessary hierarchy is provided by the decentralization practiced by MoveOn, the Internet-based, nonprofit political action group. The “MoveOn Way” is described by cofounder Wes Boyd:

MoveOn  staff live all around the country, and no two people work in  the same  location. This is not an accident. It’s an experiment in radical decentralization, sometimes called the “virtual office,” that  we believe  has been an important part of our success. The experiment  began when we  engaged our first core team members and didn’t require  any of them to  relocate to San Francisco. We soon discovered that  decentralization gave  us important advantages over traditional  organizations.

Facilities  are a major part of just about every organization’s cost  structure.  Because we have no headquarters, we can put the money saved  into  benefits for staff. Since we live wherever we want in the country  and  work at home, this saves hours of commuting time.

In addition,  MoveOn reimburses people for home office space and  expenditures, which  helps them afford a good place to live. Benefits  like these are a great  recruitment tool. They enable us to hire the  best applicants for the  job, no matter where they reside.

It’s very important that we are  not centered in Washington, D.C.,  and that we are truly populist. MoveOn  staff are “embedded” in the  communities that make up America. Our work  is not our entire life.

As social beings, we pursue the healthy  development of community and  connections outside work. This delivers the  extra benefit of helping  us avoid the trap of hyper-activism in which  our only experience of the  world is with people who think like us.

We  believe that decentralization works–but we are not inflexible.  There  are times when employees do need to be in the same place at the  same  time. We make exceptions for (1) periodic retreats for developing   strategic plans and reconnecting as a team, (2) training periods for  new  staff, and (3) crash projects. But these times must be short and   defined, and do not lead to the establishment of hub offices. No power   centers are permitted–a practice which fosters fair and equal treatment   for everyone.

One of the pitfalls of political activism is  assuming an elitist  posture toward the rank-and-file membership.  MoveOn’s commitment to a  flat and decentralized organization supports us  in approaching our  members the same way we must approach each  other–respectfully.

In addition to flattening  unnecessary hierarchies, there have been  some dramatic examples of  flattening illegitimate hierarchies by what  can perhaps be described as  an “over-my-dead-body” strategy. This  occurs when a somebody comes to  the defense of a nobody who is being  abused by another somebody, and in  effect, says to the bully, “If you  attack him, you attack me. I stand  with those you are victimizing and  together we shall stand you down.”

In his book Exodus, Leon Uris tells the story of King Christian X of Denmark,   who adopted this strategy to undermine the imposition of an   illegitimate, rankist social hierarchy under the Nazi occupation. As the   author tells it, when the German occupiers ordered Jews to sew yellow   Stars of David to their sleeves to mark them for discrimination,   expatriation, and as we now know, extermination, the Danish king had the   star sewn on his sleeve and encouraged all Danes to do likewise.

The  veracity of this story has since been questioned, as the Jews in   Denmark were evidently never forced to wear the Star of David. But another tale, which is accepted as truth, tells of King Christian’s   successful resistance to the swastika being flown over the Danish   parliament. The king summoned a senior Nazi official and told him to   take down the flag. When the official refused, Christian is reported to   have said, “A Danish soldier will remove it.”When the German replied   that the soldier would be shot, the king’s reply was, “I think not. For I   shall be that soldier.” The German flag was removed.

I mention  these stories not simply because they are moving but to  demonstrate two  things: First, we love people of high rank who use the  power of their  rank to serve a group for which they have  responsibility, especially  when doing so places them in jeopardy; and  second, there are times when  the only person who can challenge a  rankist offense is someone who  outranks the perpetrator.

10. Consider Peer-to-Peer Organization

Networks are replacing hierarchies everywhere you look. Michel Bauwens sees peer-to-peer (P2P) networks as the premise of a new mode of   civilization. He describes them as “a form of organization which rests   upon the free cooperation of equipotent partners performing a common   task for the common good, without recourse to monetary compensation as the key motivating factor, and not organized according to hierarchical   methods of command and control.”

Examples of this kind of  collaborative peer production include the  Internet, digital file  sharing, grid computing, blogs, open source  operating systems such as  Linux, the open access encyclopedia Wikipedia.org, and web-based organizations such as Meetup.com, Newstrust.net, Worldchanging.com, and Sourceforge.net. Intelligence is located everywhere within these entities.

P2P  networks have antecedents in human history. Juries are a form of  peer  governance of long standing. In classical Athens, as well as  medieval  Florence, issues of war and peace were decided by public  assemblies. An  emerging noxious kind of P2P organization consists of  networks of small,  autonomous terrorist cells. Their non-hierarchical structure makes them  less vulnerable to attrition and decapitation, and  presents a resilient, robust target for the militaries charged with  neutralizing  them.

In business, two new developments–the abundance of  information and  new digital technologies–are making P2P networks  competitive with, if  not superior to, the centralized hierarchical models that now  predominate. Bauwens sees P2P networks as the  technological framework  of cognitive capitalism–the successor to  merchant and  industrial capitalism. He argues that they signal the  emergence of a  new form of power in which expertise can unexpectedly  announce itself  as needed, and in which participants are rewarded for  giving knowledge  away because doing so builds their reputation.  Individuals who join a  P2P project subordinate personal gain to building  a common resource  that is legally protected from usurpation by any one  contributor.  Eventually, common ideas emerge that represent a synthesis  of the  contributions of the many.

The characteristics and  architectures of P2P networks, as well as  their limitations, are not yet  fully understood. But it is already  clear that in some contexts, the  budding open source movement is giving  traditional hierarchies a run for  the money.

Open source communities see themselves as pure  meritocracies. But  while the abolition of rank automatically eliminates  certain blatant  kinds of rankism, it can mask jockeying for status. Most  common is an  atmosphere of aristocratic noblesse oblige.  “Newbies” may be  snubbed by old-timers of proven repute and have to  undergo a long  apprenticeship before their ideas are taken seriously. As  in more  traditional organizational models, people who feel insecure are  more  likely to mount challenges to the dignity of others in order to  find  out where they themselves stand.

Other problems that  typically plague non-hierarchical models are  stagnation and lapses in  responsibility. It is silly to argue that  hierarchy or heterarchy or P2P  is always the better model. The real  question is: What kind of  organization is best suited to getting the  job at hand done and done  well? Once that decision is made, it’s  important to bear in mind that  rankism can rear its dysfunctional head  in one way or another in almost  any kind of institution. It won’t be  eliminated simply by redrawing the  organizational chart.

[Robert W. Fuller is a former president of Oberlin College, and the author of Belonging: A Memoir and The Rowan Tree: A Novel, which explore the role of dignity in interpersonal and institutional relationships. The Rowan Tree is currently free on Kindle.]

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