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By Marcia S. Wagner Esq., The Wagner Law Group Almost a year after being proposed and after public hearings and thousands of comment letters, the U.S. Department of Labor (“DOL”) has finalized its regulation redefining and broadening the meaning of...

A FURTHER LOOK For Registered Investment Advisors, it’s all about the client. November 2, 2016 / By David Root, Founder and CEO Last week, I had the opportunity to attend the annual Charles Schwab Impact conference in San Diego. As the first to reach...

David Sirota of Salon reports on Wall Street’s secret pension swindle: In the national debate over what to do about public pension shortfalls, here’s something you may not know: The texts of the agreements signed between those pension funds...

We first featured well known fiduciary advocate in our Exclusive Interview series nearly four years ago. He’s always been riding the crest of the leading wave. With a background in legal, financial, and academic matters, he has never failed to offer...

By Kirk Chisholm Wealth Manager and Principal at Innovative Advisory Group (IAG), CrowdFund Beat Guest post, If you are worried about the risks of fraud when using a self-directed IRA, then do as the SEC recommends in their Fraud Alert, “Ask a professional...