Senior Compliance Officer - Global Investment Management AML-130098074
##
Job Description
**JPMorgan Chase & Co**. (NYSE: JPM) is a leading global financial services firm with assets of $2 trillion and operations in more than 60 countries. The firm is a leader in investment banking, financial services for consumers, small business and commercial banking, financial transaction processing, asset management, and private equity. Global Financial Crimes Compliance (GFCC) team is part of the Global Compliance & Regulatory Management department which is responsible for the provision of compliance services to the Firm.
The Global Financial Crimes Compliance (GFCC) organization has over 700 staff members across the world. The team covers both global and business-aligned functions supporting the firm’s Anti-money laundering, Sanctions, and Anti-corruption programs and is lead by the BSA/AML Officer and the AML Operations Executive. This Compliance Officer role will support Global Financial Crimes Compliance including AML, and Fraud for the Investment Management Americas segment of Global Investment Management (GIM).
Key Responsibilities include:
* The execution of corporate and line of business specific policies and guidelines for Financial Crime Prevention and Sanctions; including cross regional team collaboration;
* Production of Compliance reporting and metrics;
* Preparation of management, committee meeting and board meeting reports;
* Administration of AML/Sanctions training; including maintenance of employees and consultant risk ranking; new joiners, assign/deliver/organize ad hoc training/workshops;
* Roll out of JPMC Financial Crime Prevention and Sanction initiatives;
* Assist with the AML Compliance testing program (local and Corporate)
* Enhanced review of all new or expanded products, services, lines of business, market segments or industries to assess the Anti-Money Laundering (AML) and Office of Foreign Assets Control/Sanctions risk. All such cases require approval by a Senior Compliance Officer, or designee, prior to launch.
The successful candidate will be team oriented, able to work closely with GIM compliance officers in all regions; interact with GFCC staff globally; other control functions within the firm; and the employees and management throughout GIM. The candidate must be able to exercise sound judgment and observe the highest degree of confidentiality in the handling of information received in the course of discharging responsibilities.
##
Qualifications
* Analytical qualifications/experience;
* Demonstrated flexibility including willingness to accept new assignments and challenges in a rapidly changing environment;
* Excellent communication skills, both written and verbal;
* Strong comprehension ability and attention to detail are critical;
* Comfort with communication and collaboration across regions and with all level of stakeholders;
* Strong decision making capabilities and the ability to identify problems and propose solutions;
* Knowledge of International Sanctions Programs, AML legislation, guidance and standards are a plus;
* Proactive/self-starter with the ability to deliver value-added support to business partners in a dependable, timely and accurate manner;
* Technology skills including various Microsoft applications such as Word, Excel, and PowerPoint are required; advanced skills are a plus.
JPMorgan Chase is an Equal Opportunity and Affirmative Action employer. M/F/D/V.
##
*Job:* Investment Management/Private Banking
*Primary Location:* US-NY-New York-277 Park Avenue / 03363
*Organization:* CORPORATE SECTOR
*Schedule:* Full-time
*Job Type:* Standard
*Shift:* Day Job
*Employee Status:* Regular