2017-01-17

Clearstream Banking1 is pleased to announce that effective settlement date

30 January 2017

Sberbank of Russia will become operator of Clearstream Banking’s Foreign Nominee Holder (FNH) account at the Russian Central Securities Depository, the National Settlement Depository (NSD).

Impact on customers

Clearstream Banking’s link to Russia is currently operated by Deutsche Bank Moscow. The change of operator will not impact customers’ assets which remain in CBL’s FNH account at the NSD.

Specific settlement instruction process on 27 January 2017In order to facilitate the transfer, we ask customers to enter their domestic instructions with requested settlement date of Friday 27 January 2017 by the cut-off time deadlines.All instructions with requested settlement date Friday 27 January 2017 will be processed through Deutsche Bank Moscow until the fourth settlement cycle in Russia (around 16:00 CET).We also recommend that customers inform their counterparties to send their matching instructions as soon as possible to avoid any potential cancellation.

Handling of pending trades on transfer date (27 January 2017)Instructions matched and unmatched for settlement date up to and including 27 January 2017 still pending at the end of the fourth settlement cycle in Russia (around 16:00 CET) that day will be cancelled and re-instructed by CBL Operations, with notice to the impacted customers by MT548.We remind customers that they should only send instructions with requested settlement date 30 January 2017 or later, after 21:00 CET on 27 January 2017 to avoid cancellations and ensure appropriate settlement with the new operator.Clearstream Banking customers will not need to advise their counterparty to re-instruct any instructions that have been cancelled or reversed in Clearstream Banking’s system for further settlement from 30 January 2017.

New operator details as of 30 January 2017

Sberbank of Russia
19 Vavilova Street,
Moscow 117997
Russia

Depository code: 3R
BIC Address: SABRRUMMND1

Cash Correspondent

BIC Address: SABRRUMM012

Cash and securities settlement format details

New cash instructions

When paying an amount in RUB to Sberbank of Russia Moscow, in favour of Clearstream Banking, customers should ensure that their cash correspondent bank provides the following details:SWIFT : SABRRUMM012BIK of Sberbank of Russia, Moscow – BIK 044525225Account number of Sberbank of Russia Moscow at the Central Bank of Russia - 30101810400000000225Account number of CBL (as beneficiary) at Sberbank of Russia Moscow - 30111810200000001300The CBL customer and the CBL 5-digit account number to be credited;INN code - //INN7707083893 (optional: not required by CBL but may be required by the CCB);CBL KIO code - 22288 (optional: not required by CBL but may be required by the CCB);Transaction type (VO) code and description of payment purpose (for example, funds transfer) to comply with currency control requirements.

Cash deadlines

RUB Cash deadlines will improve from 13:10 to 13:30 CET as of 30 January 2017

CBL security account details specifications remain unchanged

Procedure for the domestic counterparty

Deadline

Debt securities, CSD-eligible and NSD-eligible equities: Receipt in CBL and Delivery from CBL

Local instructions must include the NSD account and sub-account details of CBL:

Market deadline

12-digit account number: TF1304260025 and

17-digit sub-account number: 00000000000000000 (all zeroes) or

8-digit alias account number: 11057084

Instructions via the LUCH system must include CBL’s NSD depositor code:

MC0360000000

Delivering/Receiving Agent:

FOP: CBL BIC: CEDELULL
DVP: CBL BIC: CEDELULL

For settlement against payment, domestic counterparties must indicate the type of DVP settlement model to be applied at NSD. CBL uses the DVP-1 model and so domestic counterparties must always include (in SWIFT) :22F::NETT//NNET in their settlement instructions.

If the counterparty omits this field or indicates a different DVP settlement model, the trade will not match.

Note: Clearstream Banking customers do not need to add this information. Settlement against payment applies only to assets safekept in Clearstream Banking’s FNH account.

Securities instruction specifications

SWIFT

In the following tables, M=Mandatory; O=Optional; C=Conditional;
Seq=SWIFT Message (sub)sequence.

Debt securities, CSD-eligible and NSD-eligible equities

MT540

Receive Free

M

:98a:

:TRAD

//Trade date/time

M

:95P:

:PSET

//NADCRUMM

M

:95P:

:DEAG

//Counterparty’s BIC

M

:97A:

:SAFE

//Counterparty’s NSD account a

MT541

Receive Against Payment

M

:98a:

:TRAD

//Trade date/time

M

:95P:

:PSET

//NADCRUMM

M

:95P:

:DEAG

//Counterparty’s BIC

M

:97A:

:SAFE

//Counterparty’s NSD account a

M

:95P:

:PAYE

//NADCRUMM
M :19A: :SETT // RUB or USD

MT542

Deliver Free

M

:98a:

:TRAD

//Trade date/time

M

:95P:

:PSET

//NADCRUMM

M

:95P:

:REAG

//Counterparty’s BIC

M

:97A:

:SAFE

//Counterparty’s NSD account a

MT543

Deliver Against Payment

M

:98a:

:TRAD

//Trade date/time

M

:95P:

:PSET

//NADCRUMM

M

:95P:

:REAG

//Counterparty’s BIC

M

:97A:

:SAFE

//Counterparty’s NSD account a
M :19A: :SETT // RUB or USD

CreationOnline

In the following table, M=Mandatory; O=Optional; C=Conditional.

Debt securities, CSD-eligible and NSD-eligible equities

MT540

Receive Free

M

Trade Date

Trade date/time

M

Place of Settlement

BIC

M

Party

NADCRUMM

M

Delivering Agent

BIC

M

Party

Counterparty’s BIC

M

Account

Counterparty’s NSD account a

MT541

Receive Against Payment

M

Trade Date

Trade date/time

M

Place of Settlement

BIC

M

Party

NADCRUMM

M

Delivering Agent

BIC

M

Party

Counterparty’s BIC

M

Account

Counterparty’s NSD account a
M Settlement Amount RUB or USD

MT542

Deliver Free

M

Trade Date

Trade date/time

M

Place of Settlement

BIC

M

Party

NADCRUMM

M

Receiving Agent

BIC

M

Party

Counterparty’s BIC

M

Account

Counterparty’s NSD account a

MT543

Deliver Against Payment

M

Trade Date

Trade date/time

M

Place of Settlement

BIC

M

Party

NADCRUMM

M

Receiving Agent

BIC

M

Party

Counterparty’s BIC

M

Account

Counterparty’s NSD account a
M Settlement Amount RUB or USD

Settlement timings

Until 25 March 2017  CET

Instruction

Provisioning

Deadline for
receipt of
valid instruction

Expected settlement results

start

end

from

to

value

AP=Against payment FOP=Free of payment SD=Settlement date

Debt securities, CSD-eligible and NSD-eligible equities

Receipts

Free of payment

16:25
SD-1

16 :30
SD

16 :30 SD

07:00
SD

16:00
SD

SD

Against payment in RUB

21:30
SD-1

12 :30
SD

12 :30 SD

07:00
SD

18:00
SD

SD

Against payment in USD

21:30
SD-1

15:30
SD

15:30 SD

07:00
SD

18:00
SD

SD

Deliveries

Free of payment

21:30
SD-1

16 :30
SD

16 :30 SD

07:00
SD

18:00
SD

SD

Against payment in RUB

21:30
SD-1

12 :30
SD

12 :30 SD

07:00
SD

18:00
SD

SD

Against payment in USD

21:30
SD-1

15:30
SD

15:30 SD

07:00
SD

18:00
SD

SD

Further information

An updated Creation_Link_Guide_Russia will be available on our website on the effective date to reflect the changes. For further information, customers may contact Clearstream Banking Client Services or their Relationship Officer.
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1. Clearstream Banking refers to Clearstream Banking S.A., registered office at 42, avenue John F. Kennedy, L-1855 Luxembourg, and registered with the Luxembourg Trade and Companies Register under number B-9248.

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